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Ethics Standards of Practice
|
|
7
|
838
|
May 14, 2015
|
|
i am still left wid 2 subjects prepration(Quants n Ethics)
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|
6
|
874
|
May 14, 2015
|
|
Progress/Pass rate on last exam indicating hard exam in June
|
|
0
|
836
|
May 11, 2015
|
|
Need help with the structure of the CFA Institute Professional Conduct Program
|
|
0
|
908
|
March 28, 2015
|
|
The GIPS standards' importance
|
|
1
|
840
|
March 12, 2015
|
|
Member Acting as trustee
|
|
1
|
915
|
February 28, 2015
|
|
GIPS Glossary
|
|
4
|
990
|
February 27, 2015
|
|
Ethics Question
|
|
3
|
859
|
January 13, 2015
|
|
Vital source doubt
|
|
0
|
810
|
January 6, 2015
|
|
Ethics Question
|
|
1
|
794
|
December 26, 2014
|
|
On scope of GIPS standards relating to historical performance record
|
|
2
|
1069
|
December 12, 2014
|
|
On Standard II(A) Material Nonpublic Information
|
|
5
|
851
|
December 12, 2014
|
|
Question on 2015 CFA Level I Standard I(B) Example 7
|
|
7
|
900
|
December 11, 2014
|
|
Ethics - 1(C) Misrepresentation
|
|
1
|
821
|
December 5, 2014
|
|
Placing securities on a restricted trading list
|
|
3
|
1364
|
December 3, 2014
|
|
Independence & Objectivity
|
|
1
|
972
|
December 3, 2014
|
|
Why is this sentence incorrect?
|
|
4
|
1080
|
December 3, 2014
|
|
Ethics Q from Mock Test
|
|
2
|
851
|
December 2, 2014
|
|
pv of the expected payoff
|
|
7
|
1827
|
November 30, 2014
|
|
What are personal accounts ???
|
|
2
|
764
|
November 30, 2014
|
|
Distributing recommendations to only your clients
|
|
5
|
885
|
November 30, 2014
|
|
Ethics: Standard VI (B) Personal interests after client's
|
|
1
|
937
|
November 28, 2014
|
|
Unsolicited Transaction
|
|
3
|
1030
|
November 28, 2014
|
|
Ethics: Standard VI (B) Personal interests after client's
|
|
0
|
921
|
November 28, 2014
|
|
Commerical Transportation & Hotel Charges
|
|
6
|
1557
|
November 26, 2014
|
|
GIPS some help pls
|
|
0
|
890
|
November 26, 2014
|
|
Ethics - Integrity of Capital Markets Question
|
|
9
|
918
|
November 24, 2014
|
|
Reading 5 EOC question "HELP PLEASE"
|
|
9
|
1383
|
November 19, 2014
|
|
misconduct
|
|
2
|
1046
|
November 15, 2014
|
|
cfa questions
|
|
3
|
888
|
November 7, 2014
|