Ethics Standards of Practice
|
|
7
|
898
|
May 14, 2015
|
i am still left wid 2 subjects prepration(Quants n Ethics)
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|
6
|
929
|
May 14, 2015
|
Progress/Pass rate on last exam indicating hard exam in June
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|
0
|
880
|
May 11, 2015
|
Need help with the structure of the CFA Institute Professional Conduct Program
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|
0
|
951
|
March 28, 2015
|
The GIPS standards' importance
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|
1
|
882
|
March 12, 2015
|
Member Acting as trustee
|
|
1
|
940
|
February 28, 2015
|
GIPS Glossary
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|
4
|
1041
|
February 27, 2015
|
Ethics Question
|
|
3
|
901
|
January 13, 2015
|
Vital source doubt
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|
0
|
849
|
January 6, 2015
|
Ethics Question
|
|
1
|
832
|
December 26, 2014
|
On scope of GIPS standards relating to historical performance record
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|
2
|
1146
|
December 12, 2014
|
On Standard II(A) Material Nonpublic Information
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|
5
|
892
|
December 12, 2014
|
Question on 2015 CFA Level I Standard I(B) Example 7
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|
7
|
949
|
December 11, 2014
|
Ethics - 1(C) Misrepresentation
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|
1
|
858
|
December 5, 2014
|
Placing securities on a restricted trading list
|
|
3
|
1546
|
December 3, 2014
|
Independence & Objectivity
|
|
1
|
1017
|
December 3, 2014
|
Why is this sentence incorrect?
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|
4
|
1127
|
December 3, 2014
|
Ethics Q from Mock Test
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|
2
|
881
|
December 2, 2014
|
pv of the expected payoff
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|
7
|
1963
|
November 30, 2014
|
What are personal accounts ???
|
|
2
|
884
|
November 30, 2014
|
Distributing recommendations to only your clients
|
|
5
|
948
|
November 30, 2014
|
Ethics: Standard VI (B) Personal interests after client's
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|
1
|
978
|
November 28, 2014
|
Unsolicited Transaction
|
|
3
|
1086
|
November 28, 2014
|
Ethics: Standard VI (B) Personal interests after client's
|
|
0
|
972
|
November 28, 2014
|
Commerical Transportation & Hotel Charges
|
|
6
|
1654
|
November 26, 2014
|
GIPS some help pls
|
|
0
|
924
|
November 26, 2014
|
Ethics - Integrity of Capital Markets Question
|
|
9
|
954
|
November 24, 2014
|
Reading 5 EOC question "HELP PLEASE"
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|
9
|
1446
|
November 19, 2014
|
misconduct
|
|
2
|
1101
|
November 15, 2014
|
cfa questions
|
|
3
|
940
|
November 7, 2014
|