|
Prerequisite Materials for L2
|
|
2
|
733
|
July 29, 2016
|
|
30 minutes until results, Who are super worried - lets talk here
|
|
55
|
1023
|
July 26, 2016
|
|
CFA Level 3
|
|
28
|
1407
|
June 15, 2016
|
|
Ethics: Numbers to remember
|
|
5
|
798
|
June 3, 2016
|
|
Ethics: Standard VII
|
|
7
|
738
|
June 2, 2016
|
|
Super Selection Case Discussion
|
|
0
|
795
|
June 2, 2016
|
|
Performance Presentation vs Misrepresentation; Additional Compensation vs Referral Fee
|
|
3
|
1390
|
June 2, 2016
|
|
Brecksen EOC Ethics Q 47
|
|
1
|
768
|
May 31, 2016
|
|
CFAI Ethics Topic test - Mcguinn Q3
|
|
4
|
719
|
May 31, 2016
|
|
last minute advice on Ethics
|
|
23
|
1103
|
May 30, 2016
|
|
Ethics question
|
|
1
|
733
|
May 28, 2016
|
|
Investment "capacity" - Ethics Standard V(B) Communication with Clients
|
|
1
|
2673
|
May 26, 2016
|
|
Who has notes on ethics?
|
|
2
|
828
|
May 26, 2016
|
|
Discretionary & Non-Discretionary Investment Accounts
|
|
3
|
975
|
May 25, 2016
|
|
How to improve Ethics knowledge - TIPS
|
|
6
|
911
|
May 22, 2016
|
|
Prudent Investor Rule/Prudent Man Rule
|
|
6
|
810
|
May 20, 2016
|
|
Ethics- Sobhani
|
|
2
|
790
|
May 9, 2016
|
|
Ethics-misrepresentation
|
|
8
|
839
|
May 8, 2016
|
|
Predictions 2016 June
|
|
14
|
771
|
May 2, 2016
|
|
Pencil to be used
|
|
4
|
998
|
May 2, 2016
|
|
admission ticket
|
|
1
|
786
|
May 2, 2016
|
|
Fair dealing
|
|
6
|
854
|
April 29, 2016
|
|
Hiring Employees with Past Infraction?
|
|
2
|
981
|
April 18, 2016
|
|
Independence vs Additional Compensation
|
|
1
|
1288
|
April 18, 2016
|
|
Ethics
|
|
0
|
915
|
April 17, 2016
|
|
Conflict of interest
|
|
1
|
811
|
April 16, 2016
|
|
Ethics / ROS
|
|
6
|
985
|
April 8, 2016
|
|
Study Session 1 Ethics Concept Checker (Schweser)
|
|
4
|
755
|
February 15, 2016
|
|
Relevance of memorizing Recommended Procedures for Compliance
|
|
2
|
844
|
November 13, 2015
|
|
Windsor Week
|
|
7
|
943
|
August 18, 2015
|