|
Prerequisite Materials for L2
|
|
2
|
705
|
July 29, 2016
|
|
30 minutes until results, Who are super worried - lets talk here
|
|
55
|
943
|
July 26, 2016
|
|
CFA Level 3
|
|
28
|
1335
|
June 15, 2016
|
|
Ethics: Numbers to remember
|
|
5
|
765
|
June 3, 2016
|
|
Ethics: Standard VII
|
|
7
|
702
|
June 2, 2016
|
|
Super Selection Case Discussion
|
|
0
|
768
|
June 2, 2016
|
|
Performance Presentation vs Misrepresentation; Additional Compensation vs Referral Fee
|
|
3
|
1307
|
June 2, 2016
|
|
Brecksen EOC Ethics Q 47
|
|
1
|
729
|
May 31, 2016
|
|
CFAI Ethics Topic test - Mcguinn Q3
|
|
4
|
690
|
May 31, 2016
|
|
last minute advice on Ethics
|
|
23
|
1038
|
May 30, 2016
|
|
Ethics question
|
|
1
|
698
|
May 28, 2016
|
|
Investment "capacity" - Ethics Standard V(B) Communication with Clients
|
|
1
|
2591
|
May 26, 2016
|
|
Who has notes on ethics?
|
|
2
|
791
|
May 26, 2016
|
|
Discretionary & Non-Discretionary Investment Accounts
|
|
3
|
918
|
May 25, 2016
|
|
How to improve Ethics knowledge - TIPS
|
|
6
|
867
|
May 22, 2016
|
|
Prudent Investor Rule/Prudent Man Rule
|
|
6
|
773
|
May 20, 2016
|
|
Ethics- Sobhani
|
|
2
|
762
|
May 9, 2016
|
|
Ethics-misrepresentation
|
|
8
|
793
|
May 8, 2016
|
|
Predictions 2016 June
|
|
14
|
741
|
May 2, 2016
|
|
Pencil to be used
|
|
4
|
963
|
May 2, 2016
|
|
admission ticket
|
|
1
|
755
|
May 2, 2016
|
|
Fair dealing
|
|
6
|
829
|
April 29, 2016
|
|
Hiring Employees with Past Infraction?
|
|
2
|
952
|
April 18, 2016
|
|
Independence vs Additional Compensation
|
|
1
|
1239
|
April 18, 2016
|
|
Ethics
|
|
0
|
893
|
April 17, 2016
|
|
Conflict of interest
|
|
1
|
789
|
April 16, 2016
|
|
Ethics / ROS
|
|
6
|
944
|
April 8, 2016
|
|
Study Session 1 Ethics Concept Checker (Schweser)
|
|
4
|
723
|
February 15, 2016
|
|
Relevance of memorizing Recommended Procedures for Compliance
|
|
2
|
805
|
November 13, 2015
|
|
Windsor Week
|
|
7
|
912
|
August 18, 2015
|