|
Proprietary trading procedure
|
|
0
|
1421
|
July 30, 2020
|
|
Ethics Reading 3 EOC#21
|
|
1
|
2039
|
July 13, 2020
|
|
Integrity of Capital Markets
|
|
3
|
1817
|
June 8, 2020
|
|
Reading 2: Conflict of Interest (Dover & Roe)
|
|
2
|
1651
|
February 15, 2020
|
|
Fair Dealing
|
|
0
|
1416
|
February 13, 2020
|
|
Reading 2: fair dealing and transaction allocation (Preston and Colby)
|
|
2
|
1346
|
February 11, 2020
|
|
Is it possible to pass exam after only 30 days of studying?
|
|
13
|
1773
|
January 11, 2020
|
|
Passport validity to take the exam
|
|
3
|
1431
|
December 31, 2019
|
|
Using CFA if not a member anymore
|
|
5
|
2878
|
October 1, 2019
|
|
Open discusions on ethics
|
|
14
|
1265
|
September 1, 2019
|
|
Don’t stress...it’s possible to pass with significantly less than 300 hours
|
|
11
|
1332
|
August 29, 2019
|
|
Number of questions in am
|
|
13
|
1209
|
June 19, 2019
|
|
Q10 - CFAi Q Bank - record retention and knowledge of law
|
|
3
|
1331
|
June 12, 2019
|
|
Ethics / GIPS Inconsistencies
|
|
8
|
1222
|
June 10, 2019
|
|
CFAI 2019 PM Mock Question 2
|
|
0
|
1081
|
May 31, 2019
|
|
Execution Responsibility and Fiduciary Duty
|
|
0
|
1670
|
May 8, 2019
|
|
What to use to study Ethics
|
|
7
|
1470
|
April 1, 2019
|
|
Ashraf Omar Case Scenario
|
|
4
|
1488
|
March 20, 2019
|
|
Sue Kim Case Scenario
|
|
4
|
1276
|
March 19, 2019
|
|
When are you a candidate after the exam?
|
|
6
|
1279
|
March 4, 2019
|
|
Fair dealing and Priority of Transactions
|
|
5
|
1334
|
March 3, 2019
|
|
Responsibilities of Supervisors
|
|
0
|
1132
|
March 3, 2019
|
|
Ethics Handbook
|
|
2
|
1208
|
February 22, 2019
|
|
Ethics question
|
|
1
|
1007
|
February 19, 2019
|
|
Is this a violation of CFA code of ethics?
|
|
11
|
1273
|
January 13, 2019
|
|
CFA L3 Ethics
|
|
4
|
1275
|
November 28, 2018
|
|
Asset Manager Code of Conduct
|
|
4
|
1426
|
November 14, 2018
|
|
Sensitive ethics case
|
|
6
|
1140
|
October 10, 2018
|
|
Are discretionary fee paying accounts treated differently from non discretionary fee paying accounts in terms of priority of tra
|
|
1
|
1232
|
August 29, 2018
|
|
What exactly is a soft dollar commission
|
|
4
|
1434
|
August 28, 2018
|