ETHICS - DO THIS Q

i felt like this guy after getting ravaged by that vignette… http://sportsillustrated.cnn.com/2008/more/05/19/photog.javelin.ap/index.html?cnn=yes

Wow. 2/6. Those are really pickey. I hope we don’t see those on the real thing.

was that from schweser? stalla? what gives…

BUMP… I posted this awhile ago…its a really good question.

3/6, and I’d already done this one a while ago. Awesome.

3/6 as well.

2/6 for me.

If the purpose of the Bloomberg terminal is for client use, the firm cannot use client brokerage to pay for it…why???

Not sure I understand the significance of Agency trade treatment in question 5. Can anyone explain why this conflicts with the standards?

Over, brokerage has to be part of the investment decision making process. Putting a bloomberg terminal for clients to use is more of a perk for clients (in the same way that a plasma tv in a waiting area, bottled water, and other things are perks). While it’s a benefit to the clients, it doesn’t help you improve their returns.