PCP investigation?!?!?!

CFA General
#21

that’s from marc cowards notes. i love his l3 notes. i use it to this day when i need detailed info on a topic.

#22

And this is related to recallability trap.

#23

LoOOoooOooL ;D

#24

So I been reading up on PCP violations, and it seems as though if I were to get into trouble, it would have happened by now.

I got the post exam survey as well as “understanding the grading process” email, so i think (knock on wood) that Im good.

#25

Not so fast my friend, PCPs have been sent as late as August… nobody is safe yet…

https://www.analystforum.com/forums/cfa-forums/cfa-general-discussion/91334479

#26

Tommyjohn you washed up knuckleballer you

#27

time to lawyer up

#28

OP may want to try this lawyer…

http://www.lytellaw.com/cfa-pc-matters.html

You are entitled to a specialized CFA legal defense attorney during 1) Professional Conduct investigation, 2) Covered Person formal written PC response and 3) defense during any potential disciplinary hearing. Our goal is to mitigate the potential negative outcome and have the Covered Person receive a letter that states “we have determined that no further inquiry into this matter is warranted. As such, we consider our investigation concluded,” or to only receive a cautionary letter. In more severe cases, we simply seek the best result within the scope of potential sanctions.

#29

“LYTEL & LYTEL, LLP lawyers represents Chartered Financial Analysts & CFA candidates (Covered Persons) . . . .”

They’re not off to a good start:

  • They’ve used “Chartered Financial Analyst” as a noun
  • They’ve omitted the third category of Covered Persons (members of CFA Institute)

I might look for a law firm that has a better understanding of the Code and Standards.

#30

interesting

http://www.lytellaw.com/cfa-pc-matters.html

#31

http://www.lytellaw.com/cfa-pc-matters.html

" PCP Special Investigators have heavy case loads with the PC Program investigating roughly 270-340 “industry” cases per year and about 1,400-1,500 “exam” related cases annually."

#32

Lawyer engagement for communication with CFAI. Silly unless you were caught with PCP.

#33

At my test location the proctors came into the restroom with you.

#34

^what country?

#35

So what ever happened to ole TommyJohn?? Did the Janitor reveal himself to be a PCP officer?

#36

At my location they zipped up your pants for you

#37

Canada

#38

It’s elementary Tommy, janitor’s from Lytel & Lytel.

#39

Hello all.

A couple days before results will be released and I still haven’t gotten the PCP letter. Hopefully I never will and I pass.

304/450 (67.7%) aggregate score on topic tests, I took every single darn one. so I should (knock on wood) pass the exam.

#40

Hello guys,

I am really tensed and I really don’t understand what to do? My entire career is on stake.

Please help me out guys. I received a mail from pcp investigation stating that my answers are being matched with the candidate and because of that my results is withheld.

I don’t understand what’s my mistake and I haven’t copied. Please help me out what should I do? And what’s going to happen now?