|
Missing battery cover on calculator = ok?
|
|
3
|
847
|
June 6, 2014
|
|
New Prudent Investor Rule
|
|
6
|
804
|
June 5, 2014
|
|
Clarification on Priority of Transactions
|
|
5
|
730
|
June 5, 2014
|
|
Selling securities contrary to firm recommendation
|
|
5
|
952
|
June 3, 2014
|
|
Seen CFA mock questions before?
|
|
10
|
795
|
June 3, 2014
|
|
So when is everyone cramming for ethics?
|
|
10
|
736
|
June 3, 2014
|
|
"The CFA is the highest creditial in the global investment management" CFAI mock 2009
|
|
1
|
874
|
June 3, 2014
|
|
"principal trade" vs. "agency trade"
|
|
2
|
1111
|
June 1, 2014
|
|
2012 Level II CFAI Mock - ethics
|
|
2
|
723
|
June 1, 2014
|
|
Ethics - immediate family definition
|
|
1
|
773
|
May 30, 2014
|
|
When has the CFA last updated the Code of Ethics/standards?
|
|
1
|
713
|
May 29, 2014
|
|
Audit commitee and audit oversight
|
|
3
|
754
|
May 28, 2014
|
|
Cover the cost of the trading error
|
|
0
|
693
|
May 28, 2014
|
|
Revision
|
|
1
|
676
|
May 27, 2014
|
|
(Ethics) Fair Dealing Question on Allocation
|
|
7
|
725
|
May 26, 2014
|
|
Ethics - Biography - expect charter at specific year
|
|
5
|
724
|
May 26, 2014
|
|
Ethics
|
|
6
|
692
|
May 25, 2014
|
|
Ethics-Personal Trading
|
|
5
|
870
|
May 18, 2014
|
|
Brokerage Terminology
|
|
1
|
772
|
May 17, 2014
|
|
Research reports and recommendations frequency??
|
|
1
|
807
|
May 16, 2014
|
|
Ethics- Company permission required?
|
|
0
|
696
|
May 15, 2014
|
|
Ethics Question on Mock
|
|
3
|
772
|
May 11, 2014
|
|
IPO
|
|
2
|
693
|
May 11, 2014
|
|
Broker pay trip expense
|
|
0
|
670
|
May 10, 2014
|
|
Analysts - Road shows
|
|
4
|
677
|
May 5, 2014
|
|
Employee personal trading
|
|
2
|
716
|
May 5, 2014
|
|
New Prudenct investor rule
|
|
2
|
661
|
May 4, 2014
|
|
Soft dollar - Rebate
|
|
2
|
667
|
May 2, 2014
|
|
Admin need your help
|
|
5
|
668
|
April 20, 2014
|
|
Schweser Online
|
|
1
|
739
|
April 9, 2014
|