|
Is Schweser Answer wrong on this?
|
|
1
|
766
|
March 27, 2014
|
|
Does this Answer from CFAI make any sense (Ethics)?
|
|
6
|
725
|
March 22, 2014
|
|
Best way to review Ethics
|
|
1
|
781
|
February 26, 2014
|
|
soft dollar
|
|
4
|
736
|
February 12, 2014
|
|
cfa level 2 june 2014 or 2015??
|
|
7
|
773
|
February 8, 2014
|
|
Best Execution
|
|
3
|
738
|
December 19, 2013
|
|
which is the best elan or schweser??
|
|
6
|
675
|
December 17, 2013
|
|
ELAN Guides-Ethics questions
|
|
4
|
738
|
August 29, 2013
|
|
Explain why these actions do or do not violate Standard III(B): Fair dealing
|
|
22
|
902
|
August 27, 2013
|
|
Disclosure of additional compensation as a reward from employer for good performance.
|
|
4
|
785
|
August 27, 2013
|
|
Please help me explain this point from CFA level I curriculum.
|
|
3
|
707
|
August 25, 2013
|
|
List all violations you can find out in this situation, pointing out to what Standard an action violates?
|
|
3
|
681
|
August 24, 2013
|
|
What is proprietary product offerings and what is affiliate company mutual fund in the example below?
|
|
0
|
755
|
August 24, 2013
|
|
In this example, why can Scott send client accounts to the investment manager? Is that out of function of a brokerage firm?
|
|
3
|
735
|
August 23, 2013
|
|
By what way and how voting all proxies may not benefit client? Please give an example if possible
|
|
8
|
807
|
August 22, 2013
|
|
Market maker and the use of material nonpublic information
|
|
6
|
934
|
August 21, 2013
|
|
2013 CFA Mock AM Ethics Item Set
|
|
2
|
683
|
May 31, 2013
|
|
ethics: professional conduct
|
|
9
|
787
|
May 31, 2013
|
|
Elan Mock AM - #5 Ethics Question
|
|
8
|
812
|
May 30, 2013
|
|
list of soft dollar services
|
|
5
|
758
|
May 29, 2013
|
|
Principal Trade
|
|
3
|
683
|
May 29, 2013
|
|
Ethics - Independent Practice - Disclosures
|
|
0
|
726
|
May 28, 2013
|
|
Ethics question
|
|
2
|
932
|
May 27, 2013
|
|
Ethics: Required v Recommended
|
|
6
|
795
|
May 25, 2013
|
|
Soft Dollar Question
|
|
2
|
673
|
May 21, 2013
|
|
What is this CFAi Standard trying to accomplish?
|
|
9
|
665
|
May 21, 2013
|
|
Trading Against Recommendations? Good or Bad? Help!
|
|
3
|
816
|
May 19, 2013
|
|
Dealing with Ethics- Any tricks
|
|
9
|
693
|
May 17, 2013
|
|
Ethics - wording clarification.
|
|
8
|
695
|
April 18, 2013
|
|
Where can I find Standards of practice Handbook 10th edition
|
|
2
|
894
|
April 17, 2013
|