Vol 1, Page 55, Example 4: George’s nephew did not trade on material nonpublic information, but he faxes material nonpublic information to George and George does trade on this information. So has George’s Nephew (the night foreman) also violated Standard II(A) by “causing others to act” on material nonpublic information? The curriculum is silent on this.
yes it is a violation
I believe it’s a violation but I find that it relates to misconduct more than it does to material nonpublic information…