Recommended Procedures for Compliance

CFA Level I Ethics
#1

Hi,

As I read the Recommended Procedures for Compliance for every standered I realize that, although I understand the meaning and the relevence of each recommended procedure, during the exam, Am I expect to recognize / remember which recommended procedure relates to which standered ? I am afraid they overlap in my mind even after I revise.

In general what the CFAI expects us to learn / retain for the compliance procedures.

Thanks.

#2

Unfortunately, you have to remember the recommended procedure for compliance for _ EACH _ standard and subsection.

The first question in the _ Level 2 _ sample exam kind of gives you an idea of what you can expect on the level one exam for recommended procedures and compliance questions.

http://www.cfainstitute.org/cfaprogram/courseofstudy/samples/Pages/index.aspx

Sorry.